SEC Form 4 · accession 0001209191-18-023048
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Tufano
Director
Period of report
Mar 30, 2018
Accepted (ET)
Apr 3, 2018 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 30, 2018 | A | 22 | $0.00 | A | 11,828 | D | |
| Common StockF2 | Mar 30, 2018 | A | 7 | $0.00 | A | 11,836 | D | |
| Common StockF3 | Mar 30, 2018 | A | 0 | $0.00 | A | 11,836 | D | |
| Common StockF4 | Mar 30, 2018 | A | 0 | $0.00 | A | 11,836 | D | |
| Common StockF5 | Mar 30, 2018 | A | 0 | $0.00 | A | 11,836 | D | |
| Common StockF6 | Mar 30, 2018 | A | 0 | $0.00 | A | 11,836 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on March 30, 2018 to stockholders of record as of March 16, 2018 (the "Dividend"), with respect to 8,627 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
- F2These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,869.3504 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.
- F3These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 16.1196 unvested RSUs granted to the reporting person on April 11, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F4These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 35.1767 unvested RSUs granted to the reporting person on July 17, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F5These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 52.1307 unvested RSUs granted to the reporting person on October 10, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F6These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 67 unvested RSUs granted to the reporting person on January 16, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.