SEC Form 4 · accession 0001209191-18-001511
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald P Vargo
Director
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 7:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 29, 2017 | A | 7 | $0.00 | A | 3,158 | D | |
| Common StockF2 | Dec 29, 2017 | A | 0 | $0.00 | A | 3,158 | D | |
| Common StockF3 | Dec 29, 2017 | A | 0 | $0.00 | A | 3,158 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on December 29, 2017 to stockholders of record as of December 15, 2017 (the "Dividend"), with respect to 2,920 vested DSUs granted to the reporting person on August 14, 2017, and adjusted for a previously declared and paid cash dividend. These DSUs are vested and payable concurrent with the underlying DSUs.
- F2These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 186 vested RSUs granted to the reporting person on October 10, 2017, under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"). These RSUs are vested and payable concurrent with the underlying RSUs.
- F3These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 37 unvested RSUs granted to the reporting person on October 10, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.