SEC Form 4 · accession 0001209191-17-055196
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis S Marlo
Director
Period of report
Sep 29, 2017
Accepted (ET)
Oct 3, 2017 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 29, 2017 | A | 52 | $0.00 | A | 54,292 | D | |
| Common StockF2 | Sep 29, 2017 | A | 30 | $0.00 | A | 54,322 | D | |
| Common StockF3 | Sep 29, 2017 | A | 0 | $0.00 | A | 54,322 | D | |
| Common StockF4 | Sep 29, 2017 | A | 0 | $0.00 | A | 54,322 | D | |
| Common StockF5 | Sep 29, 2017 | A | 0 | $0.00 | A | 54,322 | D | |
| Common StockF6 | Sep 29, 2017 | A | 0 | $0.00 | A | 54,322 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 29, 2017 to stockholders of record as of September 15, 2017 (he "Dividend"), with respect to 19,924 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
- F2These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 11,695.8024 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.
- F3These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 7.0482 unvested RSUs granted to the reporting person on October 11, 2016, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F4These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 13.0603 unvested RSUs granted to the reporting person on January 17, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F5These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 22.0531 unvested RSUs granted to the reporting person on April 11, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F6These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 32 unvested RSUs granted to the reporting person on July 17, 2017, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.