SEC Form 4 · accession 0001209191-17-035818
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kerry M Kane
Officer — VP, Corporate Controller & PAO
Period of report
May 24, 2017
Accepted (ET)
May 26, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 24, 2017 | S | 2,298 | $82.04 | D | 17,210 | D | |
| Common Stock | May 24, 2017 | M | 2,115 | $57.60 | A | 19,325 | D | |
| Common StockF2 | May 24, 2017 | S | 2,115 | $82.28 | D | 17,210 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $57.60 | May 24, 2017 | M | 2,115 | D | — | May 16, 2026 | Common Stock | 2,115 | 4,230 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $82.00 to $82.34. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request.
- F2This transaction was executed in multiple trades at prices ranging from $82.25 to $82.34. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request.
- F3The options vest in three equal annual installments beginning on May 16, 2017, subject to acceleration or forfeiture in certain specified circumstances.