SEC Form 4 · accession 0001209191-17-004499
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Tufano
Director
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 17, 2017 | A | 278 | $77.52 | A | 7,098 | D | |
| Common StockF2,F3 | Jan 17, 2017 | A | 56 | $0.00 | A | 7,154 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In lieu of receiving cash fees, the reporting person received 278 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").
- F2This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of April 17, 2017, July 17, 2017, October 17, 2017, and January 17, 2018. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.
- F3As a result of these transactions the reporting person has an additional 334 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.