SEC Form 4 · accession 0001209191-17-000910
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Tufano
Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2016 | A | 13 | $0.00 | A | 6,818 | D | |
| Common StockF2 | Dec 30, 2016 | A | 2 | $0.00 | A | 6,820 | D | |
| Common StockF3 | Dec 30, 2016 | A | 0 | $0.00 | A | 6,820 | D | |
| Common StockF4 | Dec 30, 2016 | A | 0 | $0.00 | A | 6,820 | D | |
| Common StockF5 | Dec 30, 2016 | A | 0 | $0.00 | A | 6,820 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on December 30, 2016 to stockholders of record as of December 16, 2016 (the "Dividend"), with respect to 5,707 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
- F2These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 913.6125 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.
- F3These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 31.1704 unvested RSUs granted to the reporting person on April 12, 2016, under the Plan, and adjusted for a previously declared and paid cash dividend. These RSUs are vested and payable concurrent with the underlying RSUs.
- F4These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 42.1062 unvested RSUs granted to the reporting person on July 12, 2016, under the Plan, and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.
- F5These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 55 unvested RSUs granted to the reporting person on October 11, 2016, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.