SEC Form 4/A · accession 0001209191-17-000884
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dennis S Marlo
Director
Period of report
Oct 11, 2016
Accepted (ET)
Jan 4, 2017 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 11, 2016 | A | 138 | $67.34 | A | 50,563 | D | |
| Common StockF2,F3 | Oct 11, 2016 | A | 27 | $0.00 | A | 50,590 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In lieu of receiving cash fees, the reporting person received 138 stock units, which immediately vested, in the EnerSys Voluntary Deferred Compensation Plan for Non-Employee Directors (the "Plan").
- F2This amount reflects a matching stock unit contribution by EnerSys for the reporting person's account in the Plan. The matching stock unit contribution vests 25% on each of January 11, 2017, April 11, 2017, July 11, 2017, and October 11, 2017. Such vesting is subject to acceleration or cancellation upon the occurrence of certain events.
- F3As a result of these transactions the reporting person has an additional 165 stock units in the Plan. Each of these stock units represents a right to receive one share of EnerSys common stock and is payable upon the reporting person's Termination, as defined in the Plan.