SEC Form 4 · accession 0001209191-16-144234
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Shaffer
Officer — President & CEO · Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2016 | A | 19 | $0.00 | A | 108,462 | D | |
| Common StockF2 | Sep 30, 2016 | A | 43 | $0.00 | A | 108,505 | D | |
| Common StockF3 | Sep 30, 2016 | A | 38 | $0.00 | A | 108,543 | D | |
| Common StockF4 | Sep 30, 2016 | A | 62 | $0.00 | A | 108,605 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on September 30, 2016 to stockholders of record as of September 16, 2016 (the "Dividend"), with respect to 7,189 unvested MSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs.
- F2These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 16,517 unvested MSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs.
- F3These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 14,757 RSUs granted to the reporting person on May 16, 2016, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs.
- F4These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 24,021 PSUs granted to the reporting person on May 16, 2016, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs.