SEC Form 4 · accession 0001209191-16-129903
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Tufano
Director
Period of report
Jun 24, 2016
Accepted (ET)
Jun 28, 2016 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 24, 2016 | A | 10 | $0.00 | A | 3,679 | D | |
| Common StockF2 | Jun 24, 2016 | A | 1 | $0.00 | A | 3,680 | D | |
| Common StockF3 | Jun 24, 2016 | A | 0 | $0.00 | A | 3,680 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on June 24, 2016 to stockholders of record as of June 10, 2016 (the "Dividend"), with respect to 3,267 vested DSUs granted to the reporting person on August 10, 2015, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
- F2These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 309 vested RSUs granted to the reporting person on April 12, 2016 under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"). These RSUs are vested and payable concurrent with the underlying RSUs.
- F3These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 62 unvested RSUs granted to the reporting person on April 12, 2016, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.