SEC Form 4 · accession 0001209191-16-110937
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur T Katsaros
Director
Period of report
Mar 25, 2016
Accepted (ET)
Mar 29, 2016 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 25, 2016 | A | 47 | $0.00 | A | 42,973 | D | |
| Common StockF2 | Mar 25, 2016 | A | 69 | $0.00 | A | 43,043 | D | |
| Common StockF3 | Mar 25, 2016 | A | 0 | $0.00 | A | 43,043 | D | |
| Common StockF4 | Mar 25, 2016 | A | 0 | $0.00 | A | 43,043 | D | |
| Common StockF5 | Mar 25, 2016 | A | 0 | $0.00 | A | 43,043 | D | |
| Common StockF6 | Mar 25, 2016 | A | 0 | $0.00 | A | 43,043 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on March 25, 2016 to stockholders of record as of March 11, 2016 (the "Dividend"), with respect to an aggregate of 14,564 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
- F2These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to an aggregate of 21,949.5407 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.
- F3These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 19.1695 unvested RSUs granted to the reporting person on April 7, 2015, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F4These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 33.2131 unvested RSUs granted to the reporting person on July 14, 2015, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F5These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 51.1561 unvested RSUs granted to the reporting person on October 6, 2015, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F6These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 80 unvested RSUs granted to the reporting person on January 12, 2016, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.