SEC Form 4 · accession 0001209191-16-110933
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Craig
Officer — Chairman & CEO · Director
Period of report
Mar 25, 2016
Accepted (ET)
Mar 29, 2016 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 25, 2016 | A | 194 | $0.00 | A | 319,996 | D | |
| Common StockF2 | Mar 25, 2016 | A | 133 | $0.00 | A | 320,130 | D | |
| Common StockF3 | Mar 25, 2016 | A | 168 | $0.00 | A | 320,297 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on March 25, 2016 to stockholders of record as of March 11, 2016 (the "Dividend"), with respect to 59,588 unvested MSUs granted to the reporting person on May 31,2013, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs.
- F2These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 41,270 unvested MSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs.
- F3These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 52,553 unvested MSUs granted to the reporting person on May 12, 2015, and adjusted for a previously declared and paid cash dividend. These MSUs will vest and are payable concurrent with the underlying MSUs.