SEC Form 4 · accession 0001209191-16-110931
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Holger P Aschke
Officer — President - EMEA
Period of report
Mar 25, 2016
Accepted (ET)
Mar 29, 2016 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 25, 2016 | A | 2 | $0.00 | A | 17,072 | D | |
| Common StockF2 | Mar 25, 2016 | A | 14 | $0.00 | A | 17,086 | D | |
| Common StockF3 | Mar 25, 2016 | A | 3 | $0.00 | A | 17,089 | D | |
| Common StockF4 | Mar 25, 2016 | A | 13 | $0.00 | A | 17,102 | D | |
| Common StockF5 | Mar 25, 2016 | A | 3 | $0.00 | A | 17,106 | D | |
| Common StockF6 | Mar 25, 2016 | A | 14 | $0.00 | A | 17,119 | D | |
| Common StockF7 | Mar 25, 2016 | A | 4 | $0.00 | A | 17,123 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on March 25, 2016 to stockholders of record as of March 11, 2016 (the "Dividend"), with respect to 492 unvested RSUs granted to the reporting person on May 14, 2012, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
- F2These shares were granted in the form of Market Share Units ("MSUs"), in connection with the Dividend, with respect to 4,325 unvested MSUs granted to the reporting person on May 31, 2013, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs.
- F3These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 940 unvested RSUs granted to the reporting person on May 31, 2013, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
- F4These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 4,000 unvested MSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs.
- F5These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,008 unvested RSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
- F6These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 4,250 unvested MSUs granted to the reporting person on May 12, 2015, and adjusted for a previously declared and paid cash dividend. These MSUs will vest and are payable concurrent with the underlying MSUs.
- F7These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,241 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs.