SEC Form 4 · accession 0001209191-15-072444
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur T Katsaros
Director
Period of report
Sep 25, 2015
Accepted (ET)
Sep 29, 2015 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 25, 2015 | A | 50 | $0.00 | A | 41,856 | D | |
| Common StockF2 | Sep 25, 2015 | A | 71 | $0.00 | A | 41,927 | D | |
| Common StockF3 | Sep 25, 2015 | A | 0 | $0.00 | A | 41,927 | D | |
| Common StockF4 | Sep 25, 2015 | A | 0 | $0.00 | A | 41,927 | D | |
| Common StockF5 | Sep 25, 2015 | A | 0 | $0.00 | A | 41,927 | D | |
| Common StockF6 | Sep 25, 2015 | A | 0 | $0.00 | A | 41,927 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on September 25, 2015 to stockholders of record as of September 11, 2015 (the "Dividend"), with respect to an aggregate of 14,564 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
- F2These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to an aggregate of 20,928.7532 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.
- F3These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 18.1446 unvested RSUs granted to the reporting person on October 7, 2014, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F4These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 36.1867 unvested RSUs granted to the reporting person on January 8, 2015, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F5These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 57.1394 unvested RSUs granted to the reporting person on April 7, 2015, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F6These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 67 unvested RSUs granted to the reporting person on July 14, 2015, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.