SEC Form 4/A · accession 0001209191-15-061534
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph C Muscari
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jul 17, 2015 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 1, 2015 | C | 1,645 | $39.83 | A | 20,896 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 3.375% Convertible Senior Notes due 2038 | $39.83 | Jun 1, 2015 | C | — | D | Mar 1, 2015 | Jun 8, 2015 | Common Stock | 3,766 | 0 | D |
Explanation of responses
- F1This transaction was executed after markets had closed.
- F2This represents the amount of premium in connection with the conversion of the 3.375% Convertible Senior Notes due 2038 (the "Notes") on June 1, 2015.
- F3The reporting person converted all of such Notes, with the amount of principal settled in cash and the amount of premium settled in shares of common stock, in connection with this conversion.