SEC Form 4 · accession 0001209191-15-049555
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Dennis S Marlo
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 3.375% Convertible Senior Notes due 2038 | $39.83 | Jun 1, 2015 | C | — | D | Mar 1, 2015 | Jun 8, 2015 | Common Stock | 5,021 | 0 | D |
Explanation of responses
- F1The reporting person converted all of such person's 3.375% Convertible Senior Notes due 2038 on June 1, 2015. The amount of principal will be settled in cash, and the amount of premium in connection with this conversion will not be determined until July 13, 2015 and paid by the issuer until July 16, 2015. This Form 4 will be amended at the time of settlement of such transaction.