SEC Form 4 · accession 0001209191-15-030402
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur T Katsaros
Director
Period of report
Mar 27, 2015
Accepted (ET)
Mar 31, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 27, 2015 | A | 31 | $0.00 | A | 36,446 | D | |
| Common StockF2 | Mar 27, 2015 | A | 55 | $0.00 | A | 36,500 | D | |
| Common StockF3 | Mar 27, 2015 | A | 0 | $0.00 | A | 36,501 | D | |
| Common StockF4 | Mar 27, 2015 | A | 0 | $0.00 | A | 36,501 | D | |
| Common StockF5 | Mar 27, 2015 | A | 0 | $0.00 | A | 36,501 | D | |
| Common StockF6 | Mar 27, 2015 | A | 0 | $0.00 | A | 36,501 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on March 27, 2015 to stockholders of record as of March 13, 2015 (the "Dividend"), with respect to an aggregate of 11,297 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
- F2These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to an aggregate of 19,994.3738 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.
- F3These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 16.1329 unvested RSUs granted to the reporting person on April 8, 2014, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F4These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 32.1841 unvested RSUs granted to the reporting person on July 8, 2014, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F5These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 55.1558 unvested RSUs granted to the reporting person on October 7, 2014, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
- F6These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 72 unvested RSUs granted to the reporting person on January 8, 2015, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.