SEC Form 4 · accession 0001209191-15-030401
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kerry M Kane
Officer — VP, Corporate Controller & PAO
Period of report
Mar 27, 2015
Accepted (ET)
Mar 31, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 27, 2015 | A | 1 | $0.00 | A | 16,824 | D | |
| Common StockF2 | Mar 27, 2015 | A | 3 | $0.00 | A | 16,827 | D | |
| Common StockF3 | Mar 27, 2015 | A | 13 | $0.00 | A | 16,839 | D | |
| Common StockF4 | Mar 27, 2015 | A | 3 | $0.00 | A | 16,842 | D | |
| Common StockF5 | Mar 27, 2015 | A | 9 | $0.00 | A | 16,851 | D | |
| Common StockF6 | Mar 27, 2015 | A | 3 | $0.00 | A | 16,854 | D | |
| Common StockF7 | Mar 27, 2015 | A | 8 | $0.00 | A | 16,862 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on March 27, 2015 to stockholders of record as of March 13, 2015 (the "Dividend"), with respect to 275 unvested RSUs granted to the reporting person on May 16, 2011, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
- F2These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 984 unvested RSUs granted to the reporting person on May 14, 2012, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
- F3These shares were granted in the form of Market Share Units ("MSUs"), in connection with the Dividend, with respect to 4,559 unvested MSUs granted to the reporting person on May 14, 2012, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs.
- F4These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,035 unvested RSUs granted to the reporting person on May 31, 2013, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
- F5These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 3,172 unvested MSUs granted to the reporting person on May 31, 2013, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs.
- F6These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,008 unvested RSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
- F7These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 3,000 unvested MSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs.