SEC Form 4 · accession 0001209191-15-030397
EnerSys · ENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hwan-Yoon Chung
Director
Period of report
Mar 27, 2015
Accepted (ET)
Mar 31, 2015 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 27, 2015 | A | 31 | $0.00 | A | 11,488 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on March 27, 2015 to stockholders of record as of March 13, 2015 (the "Dividend"), with respect to 2,044, 2,133, 2,666, and 4,454 vested DSUs granted to the reporting person on August 11, 2014, August 12, 2013, August 13, 2012, and August 15, 2011, respectively, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
- F2The reporting person has no direct pecuniary interest in 4,540.3809 shares and disclaims beneficial ownership except to the extent ultimately realized.