SEC Form 4 · accession 0001288847-19-000029
Five9, Inc. · FIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rowan M Trollope
Officer — Chief Executive Officer · Director
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2019 | A | 66,008 | $0.00 | A | 534,710 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $53.00 | Feb 22, 2019 | A | 47,786 | A | — | Feb 22, 2029 | Common Stock | 47,786 | 47,786 | D |
Explanation of responses
- F1Includes 475 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on November 15, 2018.
- F2The option vests in 48 equal monthly installments beginning on the one month anniversary of February 22, 2019.