SEC Form 4 · accession 0001288847-19-000028
Five9, Inc. · FIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Zwarenstein
Officer — Chief Financial Officer
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2019 | A | 35,204 | $0.00 | A | 127,803 | D | |
| Common Stock | holding | — | — | — | 261,265 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $53.00 | Feb 22, 2019 | A | 25,486 | A | — | Feb 22, 2029 | Common Stock | 25,486 | 25,486 | D |
Explanation of responses
- F1The option vests in 48 equal monthly installments beginning on the one month anniversary of February 22, 2019.