SEC Form 4 · accession 0001288847-19-000004
Five9, Inc. · FIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan D. Rosenberg
Officer — Chief Technology Officer
Period of report
Jan 16, 2019
Accepted (ET)
Jan 18, 2019 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 16, 2019 | A | 28,975 | $0.00 | A | 28,975 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $45.82 | Jan 16, 2019 | A | 62,324 | A | — | Jan 16, 2029 | Common Stock | 62,324 | 62,324 | D |
Explanation of responses
- F1The option vests as to 25% of shares subject to the option one year after January 2, 2019, and with respect to the remaining 75% of shares subject to the option in 36 equal monthly installments thereafter.