SEC Form 4 · accession 0001288847-19-000001
Five9, Inc. · FIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A. Pickering
Officer — EVP, Engineering
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2018 | A | 21,603 | $0.00 | A | 21,603 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $43.72 | Dec 31, 2018 | A | 47,802 | A | — | Dec 31, 2028 | Common Stock | 47,802 | 47,802 | D |
Explanation of responses
- F1The option vests as to 25% of the total shares granted on the one-year anniversary of December 17, 2018, and in 36 equal monthly installments each month thereafter.