SEC Form 4 · accession 0001288847-18-000155
Five9, Inc. · FIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan Kam
Officer — Chief Marketing Officer
Period of report
Nov 2, 2018
Accepted (ET)
Nov 5, 2018 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2018 | A | 31,421 | $0.00 | A | 31,421 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $39.35 | Nov 2, 2018 | A | 68,475 | A | — | Nov 2, 2028 | Common Stock | 68,475 | 68,475 | D |
Explanation of responses
- F1The option vests as to 25% of the total number of shares on the one-year anniversary of the date of grant, and in 36 equal installments each month thereafter.