SEC Form 4 · accession 0001288847-18-000113
Five9, Inc. · FIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Zwarenstein
Officer — Chief Financial Officer
Period of report
Jul 18, 2018
Accepted (ET)
Jul 20, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 18, 2018 | M | 10,000 | $4.25 | A | 118,098 | D | |
| Common Stock | holding | — | — | — | 292,063 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $4.25 | Jul 18, 2018 | M | 10,000 | D | — | Nov 5, 2024 | Common Stock | 10,000 | 55,105 | D |
Explanation of responses
- F1The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.