SEC Form 4/A · accession 0001288847-18-000053
Five9, Inc. · FIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Barry Zwarenstein
Officer — Interim CEO, CFO and Secretary
Period of report
Feb 26, 2018
Accepted (ET)
Apr 2, 2018 · 8:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288847
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $29.89 | Feb 26, 2018 | A | 79,708 | A | — | Feb 26, 2028 | Common Stock | 79,708 | 79,708 | D |
Explanation of responses
- F1This amendment is being filed to correct the exercise price and number of shares for the employee stock option granted to the Reporting Person on February 26, 2018, which were incorrectly listed in the original report.
- F2The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018.