SEC Form 4 · accession 0001288847-18-000002
Five9, Inc. · FIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Zwarenstein
Officer — Interim CEO, CFO and Secretary
Period of report
Jan 10, 2018
Accepted (ET)
Jan 11, 2018 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 10, 2018 | M | 20,982 | $9.48 | A | 162,760 | D | |
| Common Stock | holding | — | — | — | 252,821 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $9.48 | Jan 10, 2018 | M | 20,982 | D | — | Nov 22, 2023 | Common Stock | 20,982 | 0 | D |
Explanation of responses
- F1The option granted on November 22, 2013 is now fully vested.