SEC Form 4 · accession 0001288847-18-000001
Five9, Inc. · FIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Burkland
Director
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2017 | M | 86,504 | $4.84 | A | 730,005 | D | |
| Common Stock | Dec 29, 2017 | M | 8,577 | $9.48 | A | 738,582 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.84 | Dec 29, 2017 | M | 86,504 | D | — | Jan 25, 2023 | Common Stock | 86,504 | 0 | D |
| Stock Option (right to buy)F2 | $9.48 | Dec 29, 2017 | M | 8,577 | D | — | Nov 22, 2023 | Common Stock | 8,577 | 0 | D |
Explanation of responses
- F1The option granted on January 25, 2013 is now fully vested.
- F2The option granted on November 22, 2013 is now fully vested.