SEC Form 4 · accession 0001288847-17-000094
Five9, Inc. · FIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gaurav Passi
Officer — EVP, Product Management
Period of report
May 30, 2017
Accepted (ET)
May 31, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 30, 2017 | M | 3,750 | $10.12 | A | 126,156 | D | |
| Common StockF1 | May 30, 2017 | S | 3,750 | $22.12 | D | 122,406 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $10.12 | May 30, 2017 | M | 3,750 | D | — | Dec 18, 2023 | Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017.
- F2Option began vesting in 48 equal monthly installments on the one-month anniversary of December 18, 2013.