SEC Form 4 · accession 0001288847-17-000089
Five9, Inc. · FIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S. Welsh
Director
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 12:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2017 | A | 7,155 | $0.00 | A | 38,631 | D | |
| Common StockF1 | May 16, 2017 | J | 12,182 | $0.00 | D | 41,449 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to an arrangement with Adams Street Partners, LLC ("ASP"), of which Mr. Welsh was previously a partner, Mr. Welsh is transferring to ASP 12,182 of 15,000 shares received pursuant to a grant of RSUs on May 18, 2016, and is retaining the remaining 2,818 shares as directly held securities. Mr. Welsh is no longer affiliated with ASP.