SEC Form 4 · accession 0001288847-17-000032
Five9, Inc. · FIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gaurav Passi
Officer — EVP, Product Management
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 9:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2017 | A | 33,230 | $0.00 | A | 131,499 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $16.25 | Feb 23, 2017 | A | 68,549 | A | — | Feb 23, 2027 | Common Stock | 68,549 | 68,549 | D |
Explanation of responses
- F1The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.