SEC Form 4 · accession 0001209191-15-044397
Five9, Inc. · FIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Ann L Winblad
10% Owner
HUMMER WINBLAD VENTURE PARTNERS V LP
10% Owner
John Hummer
10% Owner
Period of report
May 15, 2015
Accepted (ET)
May 19, 2015 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2015 | J | 27,173 | $0.00 | A | 52,173 | I | See Footnote |
| Common StockF2 | holding | — | — | — | 8,410,041 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares are owned directly by Mitchell Kertzman, who is a managing member of Hummer Winblad Equity Partners V, L.L.C. ("HWEP V"), which is the general partner of Hummer Winblad Venture Partners V, L.P. ("HWVP V") and Hummer Winblad Venture Partners V-A, L.P. ("HWVP VA"). By agreement with HWEP V, Mr. Kertzman holds the shares for the benefit of HWEP V.
- F2Shares are owned directly by HWVP V as nominee for HWVP V and HWVP VA. John Hummer and Ann Winblad are each managing members of HWEP V, which is the general partner of HWVP V and HWVP VA. HWEP V, Mr. Hummer and Ms. Winblad disclaim beneficial ownership of all securities held by HWVP V, except to the extent of their pecuniary interests therein.