SEC Form 4 · accession 0001209191-15-033567
Five9, Inc. · FIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J. Crane
Officer — EVP, Services
Period of report
Apr 9, 2015
Accepted (ET)
Apr 10, 2015 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 9, 2015 | A | 80,000 | $0.00 | A | 80,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $5.18 | Apr 9, 2015 | A | 160,000 | A | — | Apr 9, 2025 | Common Stock | 160,000 | 160,000 | D |
Explanation of responses
- F125% of the option vests on the one-year anniversary of Aptil 9, 2015, and 1/48 of the option vests each month thereafter.