SEC Form 4 · accession 0001209191-15-008449
Five9, Inc. · FIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Zwarenstein
Officer — Chief Financial Officer
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 7:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2015 | M | 16,756 | $0.96 | A | 299,991 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $0.96 | Jan 29, 2015 | M | 16,756 | D | Jan 11, 2012 | Apr 27, 2022 | Common Stock | 16,756 | 100,534 | D |