SEC Form 4 · accession 0000899243-16-023383
Five9, Inc. · FIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Gavin
Officer — Chief Marketing Officer
Period of report
Jun 17, 2016
Accepted (ET)
Jun 21, 2016 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 17, 2016 | A | 35,000 | $0.00 | A | 35,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $11.83 | Jun 17, 2016 | A | 70,000 | A | — | Jun 17, 2026 | Common Stock | 70,000 | 70,000 | D |
Explanation of responses
- F1The option vests as to 25% of the total number of shares on the one-year anniversary of the date of grant, and in 36 equal installments each month thereafter.