SEC Form 4 · accession 0000899243-16-015798
Five9, Inc. · FIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Burkland
Officer — CEO, President and Chairman
Period of report
Mar 9, 2016
Accepted (ET)
Mar 11, 2016 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2016 | A | 125,000 | $0.00 | A | 1,198,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $8.13 | Mar 9, 2016 | A | 261,000 | A | — | Feb 18, 2026 | Common Stock | 261,000 | 261,000 | D |
Explanation of responses
- F1The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.