SEC Form 4 · accession 0000899243-16-015794

Five9, Inc. · FIVN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Cloud Operations

Period of report

Mar 9, 2016

Accepted (ET)

Mar 11, 2016 · 5:30 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001288847

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 9, 2016	A	32,500	$0.00	A	241,438	D
Common Stock^F2	Mar 10, 2016	S	1,305	$7.78	D	240,133	D
Common Stock^F3	Mar 10, 2016	S	1,801	$7.75	D	238,332	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F4	$8.13	Mar 9, 2016	A	67,750	A	—	Feb 18, 2026	Common Stock	67,750	67,750	D

F1The reported sales were to cover taxes upon the vesting of restricted stock units.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.77 to $7.81. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.70 to $7.79. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.