SEC Form 4 · accession 0000899243-15-002078
Five9, Inc. · FIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack L Acosta
Director
Period of report
Jul 31, 2015
Accepted (ET)
Aug 3, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2015 | M | 112,500 | $0.52 | A | 164,673 | D | |
| Common Stock | Jul 31, 2015 | G | 112,500 | $0.00 | D | 52,173 | D | |
| Common Stock | Jul 31, 2015 | G | 112,500 | $0.00 | A | 312,500 | I | By Jack L. Acosta & Susan J. Acosta Co - T. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.52 | Jul 31, 2015 | M | 112,500 | D | — | Apr 29, 2021 | Common Stock | 112,500 | 0 | D |
Explanation of responses
- F1Option began vesting in 48 substantially equal monthly installments beginning on the one-month anniversary of April 29, 2011.