SEC Form 4 · accession 0001127602-15-027903
GOOGLE INC. · GOOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergey Brin
Officer — Co-Founder · Director · 10% Owner
Period of report
Sep 28, 2015
Accepted (ET)
Sep 30, 2015 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital StockF1 | Sep 28, 2015 | S | 602 | $590.3572 | D | 21,252,111 | D | |
| Class C Capital StockF2 | Sep 28, 2015 | S | 1,100 | $591.66 | D | 21,251,011 | D | |
| Class C Capital StockF3 | Sep 28, 2015 | S | 1,175 | $592.5923 | D | 21,249,836 | D | |
| Class C Capital StockF4 | Sep 28, 2015 | S | 724 | $593.6806 | D | 21,249,112 | D | |
| Class C Capital StockF5 | Sep 28, 2015 | S | 557 | $594.8203 | D | 21,248,555 | D | |
| Class C Capital StockF6 | Sep 28, 2015 | S | 1,104 | $595.8714 | D | 21,247,451 | D | |
| Class C Capital StockF7 | Sep 28, 2015 | S | 2,277 | $597.0026 | D | 21,245,174 | D | |
| Class C Capital StockF8 | Sep 28, 2015 | S | 974 | $598.1521 | D | 21,244,200 | D | |
| Class C Capital StockF9 | Sep 28, 2015 | S | 448 | $599.0007 | D | 21,243,752 | D | |
| Class C Capital StockF10 | Sep 28, 2015 | S | 400 | $600.6975 | D | 21,243,352 | D | |
| Class C Capital StockF11 | Sep 28, 2015 | S | 200 | $602.155 | D | 21,243,152 | D | |
| Class C Capital StockF12 | Sep 28, 2015 | S | 1,087 | $603.4888 | D | 21,242,065 | D | |
| Class C Capital StockF13 | Sep 28, 2015 | S | 2,349 | $604.816 | D | 21,239,716 | D | |
| Class C Capital StockF14 | Sep 28, 2015 | S | 1,081 | $605.5042 | D | 21,238,635 | D | |
| Class C Capital Stock | Sep 28, 2015 | S | 150 | $606.52 | D | 21,238,485 | D | |
| Class C Capital StockF15 | Sep 28, 2015 | S | 400 | $608.2175 | D | 21,238,085 | D | |
| Class C Capital StockF16 | Sep 28, 2015 | S | 900 | $609.4767 | D | 21,237,185 | D | |
| Class C Capital StockF17 | Sep 28, 2015 | S | 400 | $610.6225 | D | 21,236,785 | D | |
| Class C Capital StockF18 | Sep 28, 2015 | S | 438 | $612.689 | D | 21,236,347 | D | |
| Class C Capital StockF19 | Sep 28, 2015 | S | 300 | $613.6733 | D | 21,236,047 | D | |
| Class A Common StockF20 | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF21,F22 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 21,175,978 | 21,175,978 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $590.05 to $591.04, inclusive. The Reporting Person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (19) to this Form 4.
- F10The shares were sold in multiple transactions at prices ranging from $600.50 to $601.49, inclusive.
- F11The shares were sold in multiple transactions at prices ranging from $601.99 to $602.98, inclusive.
- F12The shares were sold in multiple transactions at prices ranging from $603.05 to $604.04, inclusive.
- F13The shares were sold in multiple transactions at prices ranging from $604.21 to $605.20, inclusive.
- F14The shares were sold in multiple transactions at prices ranging from $605.22 to $606.21, inclusive.
- F15The shares were sold in multiple transactions at prices ranging from $607.61 to $608.60, inclusive.
- F16The shares were sold in multiple transactions at prices ranging from $609.05 to $610.04, inclusive.
- F17The shares were sold in multiple transactions at prices ranging from $610.44 to $611.43, inclusive.
- F18The shares were sold in multiple transactions at prices ranging from $612.17 to $613.16, inclusive.
- F19The shares were sold in multiple transactions at prices ranging from $613.29 to $614.28, inclusive.
- F2The shares were sold in multiple transactions at prices ranging from $591.05 to $592.04, inclusive.
- F20Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
- F21All shares are exercisable as of the transaction date.
- F22There is no expiration date for the Issuer's Class B Common Stock.
- F3The shares were sold in multiple transactions at prices ranging from $592.08 to $593.07, inclusive.
- F4The shares were sold in multiple transactions at prices ranging from $593.14 to $594.13, inclusive.
- F5The shares were sold in multiple transactions at prices ranging from $594.27 to $595.26, inclusive.
- F6The shares were sold in multiple transactions at prices ranging from $595.46 to $596.45, inclusive.
- F7The shares were sold in multiple transactions at prices ranging from $596.55 to $597.54, inclusive.
- F8The shares were sold in multiple transactions at prices ranging from $597.78 to $598.77, inclusive.
- F9The shares were sold in multiple transactions at prices ranging from $598.81 to $599.80, inclusive.
Remarks
Form 4 Filing 2 of 2 (continuation report): Related transactions effected by the Reporting Person on September 28, 2015 are reported on additional Forms 4. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.