SEC Form 4 · accession 0001127602-15-027043
GOOGLE INC. · GOOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L John Doerr
Director
Period of report
Sep 15, 2015
Accepted (ET)
Sep 15, 2015 · 7:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Google Stock UnitF1 | Aug 25, 2015 | J | 14 | $0.00 | D | 645 | D | |
| Class C Capital Stock | Aug 25, 2015 | J | 14 | $0.00 | A | 3,379 | D | |
| Class C Google Stock UnitF3 | Aug 25, 2015 | J | 13 | $0.00 | D | 443 | D | |
| Class C Capital Stock | Aug 25, 2015 | J | 13 | $0.00 | A | 3,392 | D | |
| Class A Google Stock UnitF4 | Aug 25, 2015 | J | 12 | $0.00 | D | 126 | D | |
| Class A Common Stock | Aug 25, 2015 | J | 12 | $0.00 | A | 3,168 | D | |
| Class C Google Stock UnitF4 | Aug 25, 2015 | J | 12 | $0.00 | D | 126 | D | |
| Class C Capital Stock | Aug 25, 2015 | J | 12 | $0.00 | A | 3,404 | D | |
| Class C Google Stock UnitF5 | Aug 25, 2015 | J | 9 | $0.00 | D | 182 | D | |
| Class C Capital Stock | Aug 25, 2015 | J | 9 | $0.00 | A | 3,413 | D | |
| Class A Google Stock UnitF6 | Aug 25, 2015 | J | 9 | $0.00 | D | 182 | D | |
| Class A Common Stock | Aug 25, 2015 | J | 9 | $0.00 | A | 3,177 | D | |
| Class C Capital StockF7 | Sep 15, 2015 | S | 200 | $624.7888 | D | 1,000,677 | I | Vallejo Ventures Trust |
| Class C Capital StockF8 | Sep 15, 2015 | S | 600 | $626.7482 | D | 1,000,077 | I | Vallejo Ventures Trust |
| Class C Capital StockF9 | Sep 15, 2015 | S | 245 | $627.1459 | D | 999,832 | I | Vallejo Ventures Trust |
| Class C Capital StockF10 | Sep 15, 2015 | S | 300 | $628.7253 | D | 999,532 | I | Vallejo Ventures Trust |
| Class C Capital Stock | Sep 15, 2015 | S | 200 | $629.7139 | D | 999,332 | I | Vallejo Ventures Trust |
| Class C Capital StockF11 | Sep 15, 2015 | S | 400 | $632.374 | D | 998,932 | I | Vallejo Ventures Trust |
| Class C Capital StockF12 | Sep 15, 2015 | S | 700 | $633.4819 | D | 998,232 | I | Vallejo Ventures Trust |
| Class C Capital StockF13 | Sep 15, 2015 | S | 830 | $634.7349 | D | 997,402 | I | Vallejo Ventures Trust |
| Class C Capital StockF14 | Sep 15, 2015 | S | 1,257 | $635.9052 | D | 996,145 | I | Vallejo Ventures Trust |
| Class C Capital StockF15 | Sep 15, 2015 | S | 537 | $637.1359 | D | 995,608 | I | Vallejo Ventures Trust |
| Class A Common Stock | holding | — | — | — | 118,653 | I | The Benificus Foundation | |
| Class C Capital Stock | holding | — | — | — | 109,615 | I | The Benificus Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF16,F17 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 1,117,447 | 1,117,447 | I |
Explanation of responses
- F11/48th of GSUs will vest on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $628.53 to $629.52, inclusive.
- F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $632.13 to $633.12, inclusive.
- F12The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $633.26 to $634.25, inclusive.
- F13The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $634.34 to $635.33, inclusive.
- F14The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $635.40 to $636.39, inclusive.
- F15The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $636.68 to $637.67, inclusive.
- F16There is no exercisable date for the Issuer's Class B Common Stock.
- F17There is no expiration date for the Issuer's Class B Common Stock.
- F2Vesting of GSUs grant of which was previously reported in Form 4.
- F31/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F41/48th of GSUs vested on July 25, 2012 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on such dates.
- F51/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F61/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of the month thereafter, subject to continued employment on such vesting dates.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $624.72 to $625.71, inclusive. The Reporting Person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (7) through (15) to this Form 4.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $626.04 to $627.03, inclusive.
- F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $627.04 to $628.03, inclusive.
Remarks
All sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.