SEC Form 4 · accession 0001127602-15-025972
GOOGLE INC. · GOOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergey Brin
Officer — Co-Founder · Director · 10% Owner
Period of report
Aug 25, 2015
Accepted (ET)
Aug 27, 2015 · 3:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 25, 2015 | C | 16,666 | $0.00 | A | 16,666 | D | |
| Class C Capital StockF2 | Aug 25, 2015 | S | 74 | $584.71 | D | 21,319,307 | D | |
| Class C Capital StockF3 | Aug 25, 2015 | S | 210 | $588.9576 | D | 21,319,097 | D | |
| Class C Capital StockF4 | Aug 25, 2015 | S | 423 | $589.7618 | D | 21,318,674 | D | |
| Class C Capital StockF5 | Aug 25, 2015 | S | 506 | $590.9429 | D | 21,318,168 | D | |
| Class C Capital StockF6 | Aug 25, 2015 | S | 200 | $593.355 | D | 21,317,968 | D | |
| Class C Capital Stock | Aug 25, 2015 | S | 100 | $594.79 | D | 21,317,868 | D | |
| Class C Capital StockF7 | Aug 25, 2015 | S | 200 | $596.19 | D | 21,317,668 | D | |
| Class C Capital StockF8 | Aug 25, 2015 | S | 122 | $597.509 | D | 21,317,546 | D | |
| Class C Capital StockF9 | Aug 25, 2015 | S | 300 | $599.4229 | D | 21,317,246 | D | |
| Class C Capital StockF10 | Aug 25, 2015 | S | 500 | $602.2966 | D | 21,316,746 | D | |
| Class C Capital StockF11 | Aug 25, 2015 | S | 1,120 | $603.875 | D | 21,315,626 | D | |
| Class C Capital StockF12 | Aug 25, 2015 | S | 1,395 | $604.9527 | D | 21,314,231 | D | |
| Class C Capital StockF13 | Aug 25, 2015 | S | 2,705 | $606.1602 | D | 21,311,526 | D | |
| Class C Capital StockF14 | Aug 25, 2015 | S | 1,325 | $607.1786 | D | 21,310,201 | D | |
| Class C Capital StockF15 | Aug 25, 2015 | S | 1,894 | $608.12 | D | 21,308,307 | D | |
| Class C Capital StockF16 | Aug 25, 2015 | S | 707 | $609.3732 | D | 21,307,600 | D | |
| Class C Capital StockF17 | Aug 25, 2015 | S | 490 | $610.3367 | D | 21,307,110 | D | |
| Class C Capital StockF18 | Aug 25, 2015 | S | 1,045 | $611.8569 | D | 21,306,065 | D | |
| Class C Capital StockF19 | Aug 25, 2015 | S | 700 | $613.1394 | D | 21,305,365 | D | |
| Class C Capital StockF20 | Aug 25, 2015 | S | 1,873 | $614.2821 | D | 21,303,492 | D | |
| Class C Capital StockF21 | Aug 25, 2015 | S | 505 | $615.4148 | D | 21,302,987 | D | |
| Class C Capital StockF22 | Aug 25, 2015 | S | 272 | $616.4117 | D | 21,302,715 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF23,F24 | $0.00 | Aug 25, 2015 | C | 16,666 | D | — | — | Class A Common Stock | 16,666 | 21,242,646 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
- F10The shares were sold in multiple transactions at prices ranging from $602.01 to $603.00, inclusive.
- F11The shares were sold in multiple transactions at prices ranging from $603.31 to $604.30, inclusive.
- F12The shares were sold in multiple transactions at prices ranging from $604.53 to $605.52, inclusive.
- F13The shares were sold in multiple transactions at prices ranging from $605.71 to $606.70, inclusive.
- F14The shares were sold in multiple transactions at prices ranging from $604.53 to $605.52, inclusive.
- F15The shares were sold in multiple transactions at prices ranging from $607.74 to $608.73, inclusive.
- F16The shares were sold in multiple transactions at prices ranging from $608.88 to $609.87, inclusive.
- F17The shares were sold in multiple transactions at prices ranging from $609.90 to $610.89, inclusive.
- F18The shares were sold in multiple transactions at prices ranging from $611.49 to $612.48, inclusive.
- F19The shares were sold in multiple transactions at prices ranging from $612.75 to $613.74, inclusive.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $584.71 $to $585.70, inclusive. The reporting person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (22) to this Form 4.
- F20The shares were sold in multiple transactions at prices ranging from $613.78 to $614.77, inclusive.
- F21The shares were sold in multiple transactions at prices ranging from $615.05 to $616.04, inclusive.
- F22The shares were sold in multiple transactions at prices ranging from $616.15 to $617.14, inclusive.
- F23All shares are exercisable as of the transaction date.
- F24There is no expiration date for the Issuer's Class B Common Stock.
- F3The shares were sold in multiple transactions at prices ranging from $589.49 to $590.48, inclusive.
- F4The shares were sold in multiple transactions at prices ranging from $590.66 to $591.65, inclusive.
- F5The shares were sold in multiple transactions at prices ranging from $590.66 to $591.65, inclusive.
- F6The shares were sold in multiple transactions at prices ranging from $593.20 to $594.19, inclusive.
- F7The shares were sold in multiple transactions at prices ranging from $593.20 to $594.19, inclusive.
- F8The shares were sold in multiple transactions at prices ranging from $597.50 to $598.49, inclusive.
- F9The shares were sold in multiple transactions at prices ranging from $597.50 to $598.49, inclusive.
Remarks
Form 4 Filing 1 of 2 (continuation report): Related transactions effected by the Reporting Person on August 25, 2015 are reported on additional Forms 4. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.