SEC Form 4 · accession 0001127602-15-025035
GOOGLE INC. · GOOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L John Doerr
Director
Period of report
Aug 17, 2015
Accepted (ET)
Aug 17, 2015 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Google Stock UnitF1 | Jul 27, 2015 | J | 14 | $0.00 | D | 659 | D | |
| Class C Capital Stock | Jul 27, 2015 | J | 14 | $0.00 | A | 3,317 | D | |
| Class C Google Stock UnitF3 | Jul 27, 2015 | J | 13 | $0.00 | D | 456 | D | |
| Class C Capital Stock | Jul 27, 2015 | J | 13 | $0.00 | A | 3,330 | D | |
| Class C Google Stock UnitF4 | Jul 27, 2015 | J | 8 | $0.00 | D | 191 | D | |
| Class C Capital Stock | Jul 27, 2015 | J | 8 | $0.00 | A | 3,338 | D | |
| Class C Google Stock UnitF5 | Jul 27, 2015 | J | 13 | $0.00 | D | 138 | D | |
| Class C Capital Stock | Jul 27, 2015 | J | 13 | $0.00 | A | 3,351 | D | |
| Class C Google Stock UnitF6 | Jul 27, 2015 | J | 14 | $0.00 | D | 0 | D | |
| Class C Capital Stock | Jul 27, 2015 | J | 14 | $0.00 | A | 3,365 | D | |
| Class A Google Stock UnitF7 | Jul 27, 2015 | J | 8 | $0.00 | D | 191 | D | |
| Class A Common Stock | Jul 27, 2015 | J | 8 | $0.00 | A | 3,129 | D | |
| Class A Google Stock UnitF5 | Jul 27, 2015 | J | 13 | $0.00 | D | 138 | D | |
| Class A Common Stock | Jul 27, 2015 | J | 13 | $0.00 | A | 3,142 | D | |
| Class A Google Stock UnitF8 | Jul 27, 2015 | J | 14 | $0.00 | D | 0 | D | |
| Class A Common Stock | Jul 27, 2015 | J | 14 | $0.00 | A | 3,156 | D | |
| Class C Capital StockF9 | Aug 17, 2015 | S | 500 | $652.2659 | D | 1,005,457 | I | Vallejo Ventures Trust |
| Class C Capital StockF10 | Aug 17, 2015 | S | 324 | $653.1152 | D | 1,005,133 | I | Vallejo Ventures Trust |
| Class C Capital StockF11 | Aug 17, 2015 | S | 500 | $654.476 | D | 1,004,633 | I | Vallejo Ventures Trust |
| Class C Capital StockF12 | Aug 17, 2015 | S | 1,450 | $655.716 | D | 1,003,183 | I | Vallejo Ventures Trust |
| Class C Capital StockF13 | Aug 17, 2015 | S | 320 | $656.5284 | D | 1,002,863 | I | Vallejo Ventures Trust |
| Class C Capital StockF14 | Aug 17, 2015 | S | 845 | $658.0102 | D | 1,002,018 | I | Vallejo Ventures Trust |
| Class C Capital StockF15 | Aug 17, 2015 | S | 1,141 | $659.116 | D | 1,000,877 | I | Vallejo Ventures Trust |
| Class C Capital Stock | holding | — | — | — | 109,615 | I | The Benificus Foundation | |
| Class C Capital Stock | holding | — | — | — | 18,707 | I | The Hampton 1999 Trust | |
| Class C Capital Stock | holding | — | — | — | 18,707 | I | The Austin 1999 Trust | |
| Class A Common Stock | holding | — | — | — | 118,653 | I | The Benificus Foundation | |
| Class A Common Stock | holding | — | — | — | 18,656 | I | L. John Doerr Ttee The Austin 1999 Trust dtd 5/25/99 | |
| Class A Common Stock | holding | — | — | — | 18,656 | I | L. John Doerr Ttee The Hampton 1999 Trust dtd 5/25/99 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF16,F17 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 1,117,447 | 1,117,447 | I |
Explanation of responses
- F11/48th of GSUs will vest on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F10These shares were sold in multiple transactions at prices ranging from $653.04 to $654.03.
- F11These shares were sold in multiple transactions at prices ranging from $654.14 to $655.13.
- F12These shares were sold in multiple transactions at prices ranging from $655.27 to $654.26.
- F13These shares were sold in multiple transactions at prices ranging from $656.47 to $657.46.
- F14These shares were sold in multiple transactions at prices ranging from $657.65 to $658.64.
- F15These shares were sold in multiple transactions at prices ranging from $658.95 to $659.94.
- F16There is no exercisable date for the Issuer's Class B Common Stock.
- F17There is no expiration date for the Issuer's Class B Common Stock.
- F2Vesting of GSUs grant of which was previously reported in Form 4.
- F31/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F41/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F51/48th of GSUs vested on July 25, 2012 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on such dates.
- F6The GSUs vest as follows: 1/48th of GSUs shall vest on the 25th day of the first month after the vesting start date and an additional 1/48th will vest monthly thereafter, subject to continued service on such vesting dates. Vesting start date is July 6, 2011.
- F71/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of the month thereafter, subject to continued employment on such vesting dates.
- F8The GSUs vest as follows: 1/48th of GSUs shall vest on the 25th day of the first month after the vesting start date and an additional 1/48th will vest monthly thereafter, subject to continued service on such vesting dates. Vesting start date is July 6, 2011.
- F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $651.73 to $652.72, inclusive. The Reporting Person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (9) through (15) to this Form 4.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.