SEC Form 4 · accession 0001127602-15-023720
GOOGLE INC. · GOOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergey Brin
Officer — Co-Founder · Director · 10% Owner
Period of report
Jul 28, 2015
Accepted (ET)
Jul 29, 2015 · 8:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital StockF1 | Jul 28, 2015 | S | 600 | $623.8633 | D | 21,522,115 | D | |
| Class C Capital StockF2 | Jul 28, 2015 | S | 2,198 | $625.1087 | D | 21,519,917 | D | |
| Class C Capital StockF3 | Jul 28, 2015 | S | 4,527 | $626.0137 | D | 21,515,390 | D | |
| Class C Capital StockF4 | Jul 28, 2015 | S | 3,894 | $627.0425 | D | 21,511,496 | D | |
| Class C Capital StockF5 | Jul 28, 2015 | S | 3,506 | $627.9187 | D | 21,507,990 | D | |
| Class C Capital StockF6 | Jul 28, 2015 | S | 1,100 | $629.0578 | D | 21,506,890 | D | |
| Class C Capital StockF7 | Jul 28, 2015 | S | 431 | $630.1979 | D | 21,506,459 | D | |
| Class C Capital StockF8 | Jul 28, 2015 | S | 410 | $632.0159 | D | 21,506,049 | D | |
| Class A Common StockF9 | Jul 28, 2015 | C | 16,666 | $0.00 | A | 16,666 | D | |
| Class A Common StockF9,F10 | Jul 28, 2015 | S | 1,025 | $654.4485 | D | 15,641 | D | |
| Class A Common StockF9,F11 | Jul 28, 2015 | S | 2,627 | $656.0306 | D | 13,014 | D | |
| Class A Common StockF9,F12 | Jul 28, 2015 | S | 3,280 | $656.9729 | D | 9,734 | D | |
| Class A Common StockF9,F13 | Jul 28, 2015 | S | 3,279 | $658.0595 | D | 6,455 | D | |
| Class A Common StockF9,F14 | Jul 28, 2015 | S | 2,994 | $658.8903 | D | 3,461 | D | |
| Class A Common StockF9,F15 | Jul 28, 2015 | S | 2,114 | $660.0133 | D | 1,347 | D | |
| Class A Common StockF9,F16 | Jul 28, 2015 | S | 1,047 | $660.8607 | D | 300 | D | |
| Class A Common StockF9 | Jul 28, 2015 | S | 300 | $662.68 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF17,F18 | $0.00 | Jul 28, 2015 | C | 16,666 | D | — | — | Class A Common Stock | 16,666 | 21,445,980 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $623.53 to $624.52, inclusive. The reporting person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (8) and (10) through (16) to this Form 4.
- F10The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $654.26 to $655.25, inclusive.
- F11The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $655.44 to $656.43, inclusive.
- F12The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $656.50 to $657.49, inclusive.
- F13The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $657.50 to $658.49, inclusive.
- F14The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $658.50 to $659.49, inclusive.
- F15The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $659.54 to $660.53, inclusive.
- F16The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $660.55 to $661.54, inclusive.
- F17All shares are exercisable as of the transaction date.
- F18There is no expiration date for the Issuer's Class B Common Stock.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $624.54 to $625.53, inclusive.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $625.54 to $626.53, inclusive.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $626.61 to $627.60, inclusive.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $627.62 to $628.61, inclusive.
- F6The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $628.84 to $629.83, inclusive.
- F7The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $630.05 to $631.04, inclusive.
- F8The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $631.71 to $632.70, inclusive.
- F9Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.