SEC Form 4 · accession 0001127602-15-023312
GOOGLE INC. · GOOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L John Doerr
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 23, 2015 · 8:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Google Stock UnitF1 | Jul 1, 2015 | A | 673 | $0.00 | A | 673 | D | |
| Class C Google Stock UnitF2 | holding | — | — | — | 469 | D | ||
| Class C Google Stock UnitF3 | holding | — | — | — | 151 | D | ||
| Class C Google Stock Unit | holding | — | — | — | 199 | D | ||
| Class C Google Stock UnitF4 | holding | — | — | — | 14 | D | ||
| Class A Common Stock | holding | — | — | — | 118,653 | I | The Benificus Foundation | |
| Class A Common Stock | holding | — | — | — | 3,121 | D | ||
| Class C Capital Stock | holding | — | — | — | 109,615 | I | The Benificus Foundation | |
| Class C Capital Stock | holding | — | — | — | 3,303 | D | ||
| Class C Capital Stock | holding | — | — | — | 18,707 | I | The Hampton 1999 Trust | |
| Class C Capital Stock | holding | — | — | — | 1,005,957 | I | Vallejo Ventures Trust | |
| Class A Google Stock UnitF3 | holding | — | — | — | 151 | D | ||
| Class A Google Stock UnitF5 | holding | — | — | — | 199 | D | ||
| Class A Google Stock UnitF6 | holding | — | — | — | 14 | D | ||
| Class A Common Stock | holding | — | — | — | 18,656 | I | L. John Doerr Ttee The Austin 1999 Trust dtd 5/25/99 | |
| Class C Capital StockF7 | holding | — | — | — | 18,707 | I | The Austin 1999 Trust | |
| Class A Common Stock | holding | — | — | — | 18,656 | I | L. John Doerr Ttee The Hampton 1999 Trust dtd 5/25/99 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF8,F9 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 1,117,447 | 1,117,447 | I |
Explanation of responses
- F11/48th of GSUs will vest on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- F21/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- F31/48th of GSUs vested on July 25, 2012 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on such dates.
- F4The GSUs vest as follows: 1/48th of GSUs shall vest on the 25th day of the first month after the vesting start date and an additional 1/48th will vest monthly thereafter, subject to continued service on such vesting dates. Vesting start date is July 6, 2011.
- F51/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of the month thereafter, subject to continued employment on such vesting dates.
- F6The GSUs vest as follows: 1/48th of GSUs shall vest on the 25th day of the first month after the vesting start date and an additional 1/48th will vest monthly thereafter, subject to continued service on such vesting dates. Vesting start date is July 6, 2011.
- F7This stock was received by the Reporting Person pursuant to a stock dividend declared by Google Inc. on January 29, 2014. As a result of the dividend, all holders of record of Class A Common Stock and Class B Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding and one share of Class C Capital Stock for each share of Class B Common Stock outstanding.
- F8There is no exercisable date for the Issuer's Class B Common Stock.
- F9There is no expiration date for the Issuer's Class B Common Stock.