SEC Form 4 · accession 0001127602-15-018865
GOOGLE INC. · GOOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergey Brin
Officer — Co-Founder · Director · 10% Owner
Period of report
May 28, 2015
Accepted (ET)
May 28, 2015 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Capital StockF1 | May 28, 2015 | S | 3,189 | $537.1148 | D | 21,669,528 | D | |
| Class C Capital StockF2 | May 28, 2015 | S | 2,656 | $538.0521 | D | 21,666,872 | D | |
| Class C Capital StockF3 | May 28, 2015 | S | 5,154 | $538.9795 | D | 21,661,718 | D | |
| Class C Capital StockF4 | May 28, 2015 | S | 5,667 | $539.8695 | D | 21,656,051 | D | |
| Class A Common StockF5 | May 28, 2015 | C | 16,666 | $0.00 | A | 16,666 | D | |
| Class A Common StockF5,F6 | May 28, 2015 | S | 2,218 | $551.8097 | D | 14,448 | D | |
| Class A Common StockF5,F7 | May 28, 2015 | S | 3,409 | $552.7729 | D | 11,039 | D | |
| Class A Common StockF5,F8 | May 28, 2015 | S | 5,499 | $553.7956 | D | 5,540 | D | |
| Class A Common StockF5,F9 | May 28, 2015 | S | 4,558 | $554.7273 | D | 982 | D | |
| Class A Common StockF5,F10 | May 28, 2015 | S | 982 | $555.5006 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF11,F12 | $0.00 | May 28, 2015 | C | 16,666 | D | — | — | Class A Common Stock | 16,666 | 21,595,982 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $536.51 to $537.50, inclusive. The reporting person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) and (6) through (10) to this Form 4.
- F10The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $555.32 to $556.31, inclusive.
- F11All shares are exercisable as of the transaction date.
- F12There is no expiration date for the Issuer's Class B Common Stock.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $537.51 to $538.50, inclusive.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $538.51 to $539.50, inclusive.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $539.51 to $540.50, inclusive.
- F5Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
- F6The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $551.27 to $552.26, inclusive.
- F7The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $552.28 to $553.27, inclusive.
- F8The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $553.28 to $554.27, inclusive.
- F9The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $554.28 to $555.27, inclusive.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.