SEC Form 4 · accession 0001127602-15-018638
GOOGLE INC. · GOOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergey Brin
Officer — Co-Founder · Director · 10% Owner
Period of report
May 26, 2015
Accepted (ET)
May 26, 2015 · 8:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 8, 2015 | G | 25,000 | $0.00 | D | 125,000 | D | |
| Class C Capital Stock | May 8, 2015 | G | 25,000 | $0.00 | D | 21,831,049 | D | |
| Class A Common StockF1 | May 11, 2015 | G | 51,750 | $0.00 | D | 73,250 | D | |
| Class C Capital Stock | May 11, 2015 | G | 51,750 | $0.00 | D | 21,779,299 | D | |
| Class A Common StockF1 | May 12, 2015 | G | 25,000 | $0.00 | D | 48,250 | D | |
| Class C Capital Stock | May 12, 2015 | G | 25,000 | $0.00 | D | 21,754,299 | D | |
| Class A Common StockF1 | May 13, 2015 | G | 48,250 | $0.00 | D | 0 | D | |
| Class C Capital Stock | May 13, 2015 | G | 48,250 | $0.00 | D | 21,706,049 | D | |
| Class A Common StockF1 | May 26, 2015 | C | 16,666 | $0.00 | A | 16,666 | D | |
| Class A Common StockF1,F2 | May 26, 2015 | S | 4,892 | $544.0348 | D | 11,774 | D | |
| Class A Common StockF1,F3 | May 26, 2015 | S | 4,133 | $544.8187 | D | 7,641 | D | |
| Class A Common StockF1,F4 | May 26, 2015 | S | 2,263 | $545.8726 | D | 5,378 | D | |
| Class A Common StockF1,F5 | May 26, 2015 | S | 3,195 | $547.0338 | D | 2,183 | D | |
| Class A Common StockF1,F6 | May 26, 2015 | S | 850 | $547.8114 | D | 1,333 | D | |
| Class A Common StockF1,F7 | May 26, 2015 | S | 600 | $549.2233 | D | 733 | D | |
| Class A Common StockF1 | May 26, 2015 | S | 200 | $550.39 | D | 533 | D | |
| Class A Common StockF1,F8 | May 26, 2015 | S | 533 | $551.9841 | D | 0 | D | |
| Class C Capital StockF9 | May 26, 2015 | S | 5,177 | $530.8544 | D | 21,700,872 | D | |
| Class C Capital StockF10 | May 26, 2015 | S | 5,345 | $531.6038 | D | 21,695,527 | D | |
| Class C Capital StockF11 | May 26, 2015 | S | 3,787 | $532.7879 | D | 21,691,740 | D | |
| Class C Capital StockF12 | May 26, 2015 | S | 954 | $533.5602 | D | 21,690,786 | D | |
| Class C Capital StockF13 | May 26, 2015 | S | 503 | $534.9244 | D | 21,690,283 | D | |
| Class C Capital StockF14 | May 26, 2015 | S | 300 | $536.1451 | D | 21,689,983 | D | |
| Class C Capital StockF15 | May 26, 2015 | S | 600 | $537.465 | D | 21,689,383 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF16,F17 | $0.00 | May 26, 2015 | C | 16,666 | D | — | — | Class A Common Stock | 16,666 | 21,629,314 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
- F10The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $531.23 to $532.22, inclusive.
- F11The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $532.25 to $533.24, inclusive.
- F12The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $533.27 to $534.26, inclusive.
- F13The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $534.55 to $535.54, inclusive.
- F14The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $535.64 to $536.63, inclusive.
- F15The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $537.04 to $538.03, inclusive.
- F16All shares are exercisable as of the transaction date.
- F17There is no expiration date for the Issuer's Class B Common Stock.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $543.38 to $544.37, inclusive. The reporting person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (15) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $544.40 to $545.39, inclusive.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $545.41 to $546.40, inclusive.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $546.53 to $547.52, inclusive.
- F6The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $547.54 to $548.53, inclusive.
- F7The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $548.83 to $549.82, inclusive.
- F8The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $551.77 to $552.76, inclusive.
- F9The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $530.23 to $531.22, inclusive.
Remarks
All sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.