SEC Form 4 · accession 0001127602-15-016366
GOOGLE INC. · GOOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergey Brin
Officer — Co-Founder · Director · 10% Owner
Period of report
May 5, 2015
Accepted (ET)
May 5, 2015 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 5, 2015 | C | 150,000 | $0.00 | A | 150,000 | D | |
| Class C Capital StockF2 | holding | — | — | — | 21,856,049 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3,F4 | $0.00 | May 5, 2015 | C | 150,000 | D | — | — | Class A Common Stock | 150,000 | 21,645,980 | D |
Explanation of responses
- F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
- F2Includes 60,069 dividend shares of Class C capital stock received as an adjustment payment made by Google Inc. to holders of Class C capital stock pursuant to the Revised Stipulation of Compromise and Settlement regarding The Google, Inc. Class C Shareholder Litigation.
- F3All shares are exercisable as of the transaction date.
- F4There is no expiration date for the Issuer's Class B Common Stock.