SEC Form 4 · accession 0001127602-15-009092
GOOGLE INC. · GOOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergey Brin
Officer — Co-Founder · Director · 10% Owner
Period of report
Feb 27, 2015
Accepted (ET)
Mar 2, 2015 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 27, 2015 | C | 16,666 | $0.00 | A | 16,666 | D | |
| Class C Capital StockF2,F3 | Feb 27, 2015 | S | 170 | $553.6594 | D | 21,995,814 | D | |
| Class C Capital StockF4 | Feb 27, 2015 | S | 100 | $554.67 | D | 21,995,714 | D | |
| Class C Capital StockF5 | Feb 27, 2015 | S | 1,100 | $557.4826 | D | 21,994,614 | D | |
| Class C Capital StockF6 | Feb 27, 2015 | S | 5,435 | $558.4864 | D | 21,989,179 | D | |
| Class C Capital StockF7 | Feb 27, 2015 | S | 1,591 | $559.722 | D | 21,987,588 | D | |
| Class C Capital StockF8 | Feb 27, 2015 | S | 2,685 | $560.7364 | D | 21,984,903 | D | |
| Class C Capital StockF9 | Feb 27, 2015 | S | 2,216 | $561.7447 | D | 21,982,687 | D | |
| Class C Capital StockF10 | Feb 27, 2015 | S | 2,609 | $562.7038 | D | 21,980,078 | D | |
| Class C Capital StockF11 | Feb 27, 2015 | S | 760 | $563.5612 | D | 21,979,318 | D | |
| Class A Common StockF12 | Feb 27, 2015 | S | 200 | $557.44 | D | 16,466 | D | |
| Class A Common StockF13 | Feb 27, 2015 | S | 600 | $561.2697 | D | 15,866 | D | |
| Class A Common StockF14 | Feb 27, 2015 | S | 2,923 | $562.2371 | D | 12,943 | D | |
| Class A Common StockF15 | Feb 27, 2015 | S | 3,287 | $562.8125 | D | 9,656 | D | |
| Class A Common StockF16 | Feb 27, 2015 | S | 2,614 | $564.5635 | D | 7,042 | D | |
| Class A Common StockF17 | Feb 27, 2015 | S | 2,342 | $565.5848 | D | 4,700 | D | |
| Class A Common StockF18 | Feb 27, 2015 | S | 2,700 | $566.8865 | D | 2,000 | D | |
| Class A Common StockF19 | Feb 27, 2015 | S | 2,000 | $567.8272 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF20,F21 | $0.00 | Feb 27, 2015 | C | 16,666 | D | — | — | Class A Common Stock | 16,666 | 21,979,318 | D |
Explanation of responses
- F1Each share of Class A Common Stock issued upon conversion of one share of Class B Common Stock at election of reporting person.
- F10The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $562.27 to $563.26, inclusive.
- F11The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $563.48 to $564.47, inclusive.
- F12The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $557.44 to $558.43, inclusive.
- F13The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $560.51 to $561.50, inclusive.
- F14The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $561.54 to $562.53, inclusive.
- F15The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $562.55 to $563.54, inclusive.
- F16The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $564.04 to $565.03, inclusive.
- F17The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $565.04 to $566.03, inclusive.
- F18The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $566.43 to $567.42, inclusive.
- F19The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $567.45 to $568.44, inclusive.
- F2This stock was received by the Reporting Person pursuant to a stock dividend declared by Google Inc. on January 29, 2014. As a result of the dividend, all holders of record of Class A Common Stock and Class B Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding and one share of Class C Capital Stock for each share of Class B Common Stock outstanding.
- F20All shares are exercisable as of the transaction date.
- F21There is no expiration date for the Issuer's Class B Common Stock.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $553.63 to $554.62, inclusive. The reporting person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (19) to this Form 4.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $554.67 to $555.66, inclusive.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $557.05 to $558.04, inclusive.
- F6The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $558.05 to $559.04, inclusive.
- F7The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $559.19 to $560.18, inclusive.
- F8The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $560.19 to $561.18, inclusive.
- F9The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $561.20 to $562.19, inclusive.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.