SEC Form 4 · accession 0001127602-15-008057
GOOGLE INC. · GOOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergey Brin
Officer — Co-Founder · Director · 10% Owner
Period of report
Feb 24, 2015
Accepted (ET)
Feb 24, 2015 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 24, 2015 | C | 16,666 | $0.00 | A | 16,666 | D | |
| Class A Common StockF2 | Feb 24, 2015 | S | 500 | $531.682 | D | 16,166 | D | |
| Class A Common StockF3 | Feb 24, 2015 | S | 853 | $532.9401 | D | 15,313 | D | |
| Class A Common StockF4 | Feb 24, 2015 | S | 152 | $533.79 | D | 15,161 | D | |
| Class A Common StockF5 | Feb 24, 2015 | S | 993 | $535.6663 | D | 14,168 | D | |
| Class A Common StockF6 | Feb 24, 2015 | S | 3,798 | $536.5778 | D | 10,370 | D | |
| Class A Common StockF7 | Feb 24, 2015 | S | 3,269 | $537.4727 | D | 7,101 | D | |
| Class A Common StockF8 | Feb 24, 2015 | S | 6,901 | $538.4247 | D | 200 | D | |
| Class A Common StockF9 | Feb 24, 2015 | S | 200 | $539.065 | D | 0 | D | |
| Class C Capital StockF10,F11 | Feb 24, 2015 | S | 728 | $530.5672 | D | 22,045,254 | D | |
| Class C Capital StockF10,F12 | Feb 24, 2015 | S | 216 | $531.8883 | D | 22,045,038 | D | |
| Class C Capital StockF10,F13 | Feb 24, 2015 | S | 2,071 | $533.5451 | D | 22,042,967 | D | |
| Class C Capital StockF10,F14 | Feb 24, 2015 | S | 4,188 | $534.4581 | D | 22,038,779 | D | |
| Class C Capital StockF10,F15 | Feb 24, 2015 | S | 6,089 | $535.5865 | D | 22,032,690 | D | |
| Class C Capital StockF10,F16 | Feb 24, 2015 | S | 2,727 | $536.2056 | D | 22,029,963 | D | |
| Class C Capital StockF10,F17 | Feb 24, 2015 | S | 647 | $529.577 | D | 22,029,316 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF18,F19 | $0.00 | Feb 24, 2015 | C | 16,666 | D | — | — | Class A Common Stock | 16,666 | 22,029,316 | D |
Explanation of responses
- F1Each share of Class A Common Stock issued upon conversion of one share of Class B Common Stock at election of reporting person.
- F10This stock was received by the Reporting Person pursuant to a stock dividend declared by Google Inc. on January 29, 2014. As a result of the dividend, all holders of record of Class A Common Stock and Class B Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding and one share of Class C Capital Stock for each share of Class B Common Stock outstanding.
- F11The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $530.24 to $531.23, inclusive.
- F12The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $531.43 to $532.40, inclusive.
- F13The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $532.87 to $533.86, inclusive.
- F14The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $533.94 to $534.93, inclusive.
- F15The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $534.98 to $535.97, inclusive.
- F16The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $535.98 to $536.97, inclusive.
- F17The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $529.20 to $530.19, inclusive.
- F18All shares are exercisable as of the transaction date.
- F19There is no expiration date for the Issuer's Class B Common Stock.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $531.27 to $532.26, inclusive. The reporting person undertakes to provide to any security holder of Google Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (9) and (11) through (17) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $532.49 to $533.48, inclusive.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $533.79 to $534.78, inclusive.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $534.93 to $535.92, inclusive.
- F6The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $536.05 to $537.04, inclusive.
- F7The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $537.05 to $538.04, inclusive.
- F8The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $538.05 to $539.04, inclusive.
- F9The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $539.05 to $540.04, inclusive.
Remarks
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.