SEC Form 4 · accession 0001209191-18-046489
MAXLINEAR, INC · MXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven G Litchfield
Officer — See remarks
Period of report
Aug 10, 2018
Accepted (ET)
Aug 13, 2018 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288469
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $18.40 | Aug 10, 2018 | A | 306,000 | A | — | Aug 10, 2025 | Common Stock | 306,000 | 306,000 | D |
Explanation of responses
- F1Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the shares subject to the option will vest and become exercisable on July 2, 2019, and the balance of the shares will vest and become exercisable in equal monthly installments thereafter at the rate of one forty-eighth (1/48th) of the aggregate number of shares subject to such option, such that the option will be fully vested on July 2, 2022.
Remarks
Chief Financial Officer and Chief Corporate Strategy Officer