SEC Form 4 · accession 0001209191-18-023360
MAXLINEAR, INC · MXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Lougheed
Officer — See remarks
Period of report
Apr 2, 2018
Accepted (ET)
Apr 3, 2018 · 8:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001288469
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 2, 2018 | M | 544 | $0.00 | A | 3,997 | D | |
| Common Stock | Apr 2, 2018 | F | 544 | $22.61 | D | 3,453 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 2, 2018 | M | 544 | D | — | — | Common Stock | 544 | 0 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
- F2Subject to the Reporting Person continuing to provide services to the Company through such applicable vesting date, one hundred percent (100%) of the 1,514 RSUs subject to the award shall vest on April 1, 2018.
Remarks
VP of Marketing, High Performance Analog